non-discretionary investment oversight & consulting
Cauble & Harre Wealth Management will monitor and make recommendations to an investment strategy or portfolio that is being managed at another entity. The purpose of this service is to better integrate these assets into the overall plan and to provide independent oversight.
The annual fee for non-discretionary investment oversight and consulting services is charged as a percentage of assets under advisement, according to the schedule below:
| Amount Range | Fee |
|---|---|
| $0 – $1,000,000 | 0.25% |
| $1,000,001 – $2,000,000 | 0.20% |
| $2,000,001 and above | 0.15% |
Fees are billed quarterly, in arrears, at the beginning of each calendar quarter based upon the value of assets under management or advisement at the end of the previous quarter.
minimum fee requirement
Clients engaging Cauble & Harre Wealth Management, Inc. will be subject to a minimum fee of $6,000.00 annually. This fee can be comprised of any combination of Wealth Management, Investment Management or Investment Oversight and Consulting Services.
